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North American Securities Administrators Association (NASAA)

750 First Street NE, Suite 1140
Washington, District of Columbia 20002
Service Categories: Coalition, Education and Advocacy
Serving: Nationwide County

The North American Securities Administrators Association (NASAA), FINRA and the staff of the SEC’s Office of Investor Education and Advocacy have joined together to provide this warning to investors about promoters targeting retirement accounts, as well as to provide a few key considerations for investors thinking of using 401(k) withdrawals or loans to purchase securities.

Whether you’re new to investing or already investing, NASAA and its members provide a variety of online investor education resources for investors of all ages.


Fraud Center: